Investment Guidelines Analyst

Investment Guidelines Analyst (12-month FTC) – CA(SA)

Recruiter

Rory Mackie & Associates

Job Ref

2938498878

Date posted

Monday, June 1, 2026

Location

Cape Town, South Africa

SUMMARY

POSITION INFO

About the team

The Investment Guidelines Analyst would form part of a team that consist of three areas: investment restrictions maintenance in order management system, pre- trade rule analysis and post trade incident analysis.

The role will involve frequent and close liaison with stakeholders of all levels, in both front and middle office environments, and requires a candidate who is committed to teamwork and a can-do attitude.

The role of the Investment Guideline Management team is to ensure that our client does not breach their clients mandate and regulatory guidelines. The team plays a major role in the investment process.

Responsibilities

• Perform pre-trade analysis for all SA and UK funds/portfolios
• Interpret client guidelines, regulatory rules, and internal restrictions and coding these into Charles River (CRD) and thinkFolio
• Continually review and improve processes to reduce risk and improve efficiency
• Be responsible for daily monitoring of global post trade compliance breaches for SA and UK funds/portfolios and reporting these to the relevant departments. This function will be a large part of the role
• Assist the team with other BAU work
• Assist with ad hoc tasks and projects, especially the current Charles River implementation

Requirements

• Newly CA(SA) or 1 year post articles with Asset Management auditing clients experience
• Good knowledge of Regulatory restrictions
• Excellent understanding of investment products
• Detailed working knowledge of Charles River or Thinkfolio

Some of the attributes we look for in a person are:

• The ability to build and maintain meaningful relationships
• A client focused and collaborative approach
• High conviction and be comfortable sharing opinions
• Ability to analyse, interpret and assimilate information