Compliance Manager (FSCA)

CMTrading is an award-winning, licensed CFD and Forex broker with over 13 years of industry leadership, operating under the regulatory oversight of the South African Financial Sector Conduct Authority (FSCA). We are committed to maintaining the highest standards of regulatory compliance, operational integrity, and client protection worldwide.

Role Summary

The Compliance Manager will be responsible for ensuring that the company operates in full compliance with all applicable FSCA regulations, FAIS requirements, and other relevant South African laws. As a key driver of our structural integrity, you will manage compliance frameworks, oversee regulatory reporting, advise management, and act as the primary liaison with the FSCA.

If you balance a sharp analytical mind with expert risk management skills and the ability to thrive in a fast-paced environment, this is your opportunity to build powerful compliance frameworks and help shape the future of an established industry leader.

Position: Compliance Manager (FSCA)

Location: South Africa (Remote or Onsite available)

Key Responsibilities

1. Regulatory Compliance & Oversight

• Ensure full compliance with FSCA, FAIS Act, FICA, POPIA, and other applicable regulations.
• Maintain and update internal compliance frameworks, policies, and procedures.
• Monitor regulatory developments and implement required operational changes.
• Provide ongoing compliance advice to senior management and business units.
• Draft and review third-party agreements and mandates.
• Support the HR function with relevant regulatory and legal matters.

2. Regulator Liaison & Reporting

• Act as the primary point of contact and liaison with the FSCA.
• Prepare and submit all required regulatory filings, reports, and declarations.
• Manage FSCA, FIC, and other regulatory inspections, queries, and audits.
• Ensure all timely and accurate reporting obligations are met.

3. AML / CFT Compliance (FICA)

• Oversee the implementation and monitoring of AML/CFT policies and procedures.
• Ensure strict adherence to FICA requirements, including Customer Due Diligence (CDD/KYC).
• Manage suspicious transaction reporting (STRs) to the Financial Intelligence Centre.
• Conduct AML risk assessments and provide compliance training to staff.

4. Compliance Monitoring & Risk Management

• Develop and execute a comprehensive Compliance Monitoring Plan (CMP).
• Conduct internal compliance reviews and mock audits.
• Proactively identify, assess, and mitigate compliance risks.
• Maintain and update the company compliance risk registers.

5. Documentation, Advisory & Incident Management

• Maintain up-to-date compliance manuals, registers, and records to ensure they are audit-ready.
• Review marketing and promotional materials for regulatory compliance.
• Identify, manage, and report compliance breaches, implementing swift corrective actions.
• Prepare clear compliance reports to support governance and board oversight.

Key Requirements

Minimum 5+ years of core compliance experience within a CFD/Forex or FSCA-regulated brokerage environment.

Proven experience dealing directly with the FSCA and regulatory bodies.

Degree in Law, Finance, Compliance, or a related field. Professional compliance certifications are highly advantageous.

• Fit & Proper:

Must fully meet the FSCA Fit and Proper requirements.

• Knowledge & Skills:

Profound knowledge of FAIS, FICA, FSCA, and FIC frameworks. Exceptional analytical skills, high attention to detail, and the ability to operate independently.

100% timely submission of all regulatory reporting.

Mitigation of major compliance breaches or regulatory penalties.

Continuous updates to compliance policies and procedures in line with law changes.

Support the onboarding and development of the compliance team.

Ensure proper handover documentation and operational continuity.

Collaborate cross-functionally across legal, risk, and operations teams.

What We Offer

• Competitive base salary with a discretionary performance bonus.
• Opportunity to work in a dynamic, results-driven international team.
• Real paths for professional advancement within an established global brand.
• A vibrant, multinational, and multicultural work environment.
• Medical aid contribution after one year of continuous service.
• For Onsite Employees - Luxury office with premium views at our Sandton City Office Towers, along with complimentary office refreshments and snacks.
• Corporate events and team-building engagements.

How to Apply

Ready to take your career to the next level? If you are passionate about maintaining operational integrity, navigating complex FSCA/FAIS frameworks, and safeguarding the regulatory health of a fast-paced, global FinTech leader, this opportunity is for you!

Apply now by sending your CV directly to ***email_hidden***.

Join CMTrading and become part of a team driven by professionalism, innovation, and excellence in the financial services industry!