Compliance Officer - Mandate Compliance

Recruiter

Fempower

Job Ref

4291655169

Date posted

Sunday, June 14, 2026

Location

Pretoria, South Africa

SUMMARY

POSITION INFO

Purpose of the role: To assist the business in managing compliance risk and to provide assurance to Management, the Board and Regulators that the business is aware of, and takes appropriate steps to comply with client mandates and applicable legislation. Requirements: Bachelor's degree in Commerce/Law or equivalent related qualifications At least 2 – 4 years’ relevant compliance experience within the financial services sector, preferably in the investment management environment In-depth knowledge of asset classes and financial markets Sound knowledge of legislation, including but not limited to FAIS, FICA, PFMA, Pension Funds Act (Reg 28), CISCA, Financial Markets Act and King IV Experience working with compliance and investment systems such as Charles River and related platforms RE1, RE3 and RE5 certificates (or willingness to obtain within 6 months of appointment) Added Advantage FSCA approval as a FAIS Compliance Officer Registered Persons Exams (RPE) certificates for JSE Compliance Officers Postgraduate qualifications in Compliance Management, Law or related financial services disciplines Duties: Assist with the development and maintenance of comprehensive compliance rules (regulatory and mandate rules) in the Charles River Investment Management System (CRIMS) compliance module and other relevant systems Run compliance tests daily to ensure that mandate breach are timeously detected, reported and corrected Assist in preparing reports for management committees and clients Send daily positions to portfolio managers which assist in investments decision making Take active part in various projects where Mandate Compliance is impacted Handle internal and external queries related to mandate compliance Assist in developing policies and procedure manuals that govern mandate compliance To provide inputs into the compiling of compliance monitoring plans To assist in performing ad-hoc functions, as and when assigned by Management