Wealth Adviser / Assistant Wealth Adviser

Wealth Adviser/Wealth Adviser Assistant with a BCom Degree, RE5 and minimum 3-5 years’ experience in the Financial Planning industry, required to provide administrative support to Advisers, provide advice to clients and manage client relationships for a Wealth Brokerage based in East London / Port Elizabeth.

Responsibilities:

• Financial Planning support
• Formulate effective financial plan documents and/or risk management documents, in-line with the strategy as outlined by the adviser, and the customer’s needs, objectives and risk tolerance
• Documents must meet compliance requirements and the relevant legislation, and comply with the company standard documents, policies and procedures
• Prepare statement of advice documentation as required
• Review customer portfolio review reports in conjunction with changes in customer circumstances and investments and general market movement, as outlined in the sales and service process
• Ensure report is accurate and that investment strategy is meeting customer’s objectives
• Ensure customer is kept well informed and that all necessary actions are recommended and where necessary undertaken
• Review customers risk coverage in conjunction with changes in customer circumstances and risk management needs, product offerings available, and changes in product provider rates
• Ensure customer is kept well informed and that all necessary actions are recommended and where necessary undertake
• Prepare statement of advice documentation as required
• Ensure the accurate production of all customer portfolio review documentation and reports in line with the practices service model
• Customer Service
• Team management
• Administration
• Client Relationship Management
• Gather Policy information
• Compile a summary of information
• Research product information
• Handling and solving of client enquiries
• Handling of new application and quotations
• Diary management
• Reporting of new business statistics
• Preparation of insure review appointments
• Maintaining CRM systems

Minimum requirements:

• BCom Degree essential – Finance / Business Finance / Investments / Financial Planning Law / Financial Sciences or Investments
• Postgraduate Degree / Diploma and aspiration towards a CFP qualification highly advantageous
• RE5 essential
• Minimum 3 years’ experience in an advising capacity within the financial services / wealth industry essential

If you are a South African Citizen & your CV meets the above criteria, please send your CV to ***email_hidden***

Recognising that diversity is the key to excellence, our client especially encourages members of designated groups to apply.

If you have not heard from us within a 2 week period, please deem your application as unsuccessful.

1. That you have read and understood our POPI Policy.

2. That you have no objection to us retaining your personal information in our database for future matching and will notify us in writing should you wish to remove your personal information from our database.

3. Should suitable opportunities arise we will contact you and request your consent to submit your CV to a specific client for a specific purpose.

4. That the information you have provided to us is true, correct and up to date.